SECTION (2) TOW – QUIZ

Which of the following entities was created within the Department of Financial Services and is composed of the Governor, Attorney General, Chief Financial Officer and Commissioner of Agriculture.

TRUE or FALSE; The Department of Financial Services oversees and regulates the actions of the Financial Services Commission.

Which of the following entities has investigators who are sworn law enforcement with the authority to detain suspects?

Which of the following entities has investigators who are sworn law enforcement with the authority to detain suspects?

The Division of Customer Service has the authority to

In the spirit of maintaining marketplace transparency, all consumer complaints submitted to the Department of Financial Services eventually become a public record available upon request.

The responsibility of regulating Florida’s Insurers, banks and financial institutions belongs

To verify if an entity is authorized to offer securities in Florida licensees should refer to.

If an entity violates a Cease and Desist Order while it’s in effect, the Department (or Office) may choose to impose.